Goodwin Procter·FINANCIAL REGULATION
SEC Division of Examinations Publishes New Exam Handbook
On October 1, 2026 the SEC Division of Examinations released The SEC Exam Handbook: A Practical Guide on Process and Engagement, setting out the division's examination approach and engagement expectations for registrants and issuers.
sec-exam-handbookdivision-of-examinationssecurities-regulationexam-processregistrant-engagement
Read the original firm alert → Wednesday, October 14, 2026