White & CaseยทSECURITIES / CAPITAL MARKETS
SEC Proposes Transfer Agent Rule Overhaul With Tighter Legend Standards
The SEC's September 1, 2026 proposal would modernize registered transfer agent rules and, per White & Case, impose a bright-line legend-removal standard carrying a heavier compliance price tag.
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Read the original firm alert โ Friday, October 16, 2026