Morgan, Lewis & Bockius·SECURITIES / CAPITAL MARKETS
SEC Proposes Rule 17a-7 Overhaul Expanding Fund Cross-Trading
The SEC's proposed amendments to Rule 17a-7 would widen cross-trading eligibility for registered funds and advisers while adding new compliance-officer responsibilities, with a comment period to follow.
sec-cross-tradingrule-17a-7fund-adviserssecurities-regulationasset-management
Read the original firm alert → Wednesday, October 28, 2026