Arnold & PorterยทSECURITIES / CAPITAL MARKETS

SEC Proposes Transfer Agent Rule on Restrictive Legend Removal

The SEC has proposed a new rule governing how transfer agents process the removal of restrictive legends from securities, with comments due on or before November 3, 2026.

sec-rulemakinglegend-removaltransfer-agentssecurities-regulationcomment-periodpublic-offering-securities
Read the original firm alert โ†’ Wednesday, October 28, 2026

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