Holland & Knight·SECURITIES / CAPITAL MARKETS
SEC Rejects Petition to Lift Decades‑Old Insider Trading Bar
The SEC denied a motion to vacate a permanent investment adviser restriction imposed over a decade ago as part of an insider‑trading settlement.
sec-enforcementinsider-tradinginvestment-adviserpermanent-barregulatory-compliance
Read the original firm alert → Friday, October 30, 2026