Duane Morris·SECURITIES-CAPITAL-MARKETS

SEC allows ATM issuers to lock in prospectus amounts under I.B.1

The SEC's March 2026 guidance reverses longstanding policy, letting issuers retain full I.B.1 registration amounts even if their public float falls below $75 million at their next 10-K filing.

sec-guidanceatm-offeringprospectus-supplementform-s-3baby-shelfsecurities-registration
Read the original firm alert →Friday, August 7, 2026

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