Duane Morris·SECURITIES / CAPITAL MARKETS
SEC Approves FINRA Rule on Conflicts in Fairness Opinions
FINRA members issuing fairness opinions must now disclose contingent compensation, material relationships, and whether a fairness committee approved the opinion.
finra-rule-2290fairness-opinionsconflicts-disclosurem-a-advisorysec-approvalinvestment-bankingdisclosure-requirements
Read the original firm alert →Saturday, August 8, 2026